论文标题
指标和同行评审协议在机构层面
Metrics and peer review agreement at the institutional level
论文作者
论文摘要
在过去的几十年中,许多国家已经根据评估其科学表现来为学术机构提供资金。在这种情况下,出版后同行评审通常用于评估科学表现。已建议将文献计量指标作为同行审查的替代方法。在这种情况下,经常出现的问题是同行评审和指标是否倾向于产生相似的结果。在本文中,我们根据提交给国家意大利研究评估练习的出版物的样本(2011--2014)研究了文献计量指标与同行评审之间的协议。特别是,我们研究了较高的聚合水平的书目指标与同行评审之间的一致性,即机构水平。此外,我们还量化了机构级别的同伴审查的内部协议。我们使用交叉验证基于分层贝叶斯模型的分析。我们发现,在机构水平上的协议水平通常高于出版物级别。总体而言,在这种特定情况下,指标与同行评审之间的协议与两位审阅者在某些科学领域的内部协议相当。这表明,对于某些领域,文献计量指标可能被视为意大利国家研究评估活动的同行评审的替代方案。尽管结果不一定会推广到其他情况,但它确实提出了一个问题,例如在英国等其他研究评估练习中是否会获得类似的发现。
In the past decades, many countries have started to fund academic institutions based on the evaluation of their scientific performance. In this context, post-publication peer review is often used to assess scientific performance. Bibliometric indicators have been suggested as an alternative to peer review. A recurrent question in this context is whether peer review and metrics tend to yield similar outcomes. In this paper, we study the agreement between bibliometric indicators and peer review based on a sample of publications submitted for evaluation to the national Italian research assessment exercise (2011--2014). In particular, we study the agreement between bibliometric indicators and peer review at a higher aggregation level, namely the institutional level. Additionally, we also quantify the internal agreement of peer review at the institutional level. We base our analysis on a hierarchical Bayesian model using cross-validation. We find that the level of agreement is generally higher at the institutional level than at the publication level. Overall, the agreement between metrics and peer review is on par with the internal agreement among two reviewers for certain fields of science in this particular context. This suggests that for some fields, bibliometric indicators may possibly be considered as an alternative to peer review for the Italian national research assessment exercise. Although results do not necessarily generalise to other contexts, it does raise the question whether similar findings would obtain for other research assessment exercises, such as in the United Kingdom.