论文标题
肯定算法:公平的法律理由作为意识
Affirmative Algorithms: The Legal Grounds for Fairness as Awareness
论文作者
论文摘要
尽管在算法公平方面进行了一系列研究,但不太认识的是,现代反歧视法可能会禁止采用这种技术。我们做出三项贡献。首先,我们讨论如何将这种方法视为“算法平权行动”,这构成了违反平等保护的严重法律风险,尤其是在高等教育法学下。这些案件越来越多地转向反分类,要求“个性化的考虑”,并禁止对种族进行正式的定量权重,无论目的如何。因此,该案例定律从根本上与机器学习中的公平性不相容。其次,我们认为政府取消案件为算法公平提供了替代基础,因为这些案件允许基于演员的历史歧视,明确和基于定量的种族补救措施。第三,尽管这种教义方法有限,但这种教义方法也指导算法公平的未来,要求对该实体的历史歧视责任进行校准,从而导致当今的差异。承包商案件在当前的宪法学说下为算法公平性提供了一条可行的途径,但在算法公平性和因果推论的交集中要求进行更多研究,以确保缓解偏见的偏见是针对特定的偏见原因和机制量身定制的。
While there has been a flurry of research in algorithmic fairness, what is less recognized is that modern antidiscrimination law may prohibit the adoption of such techniques. We make three contributions. First, we discuss how such approaches will likely be deemed "algorithmic affirmative action," posing serious legal risks of violating equal protection, particularly under the higher education jurisprudence. Such cases have increasingly turned toward anticlassification, demanding "individualized consideration" and barring formal, quantitative weights for race regardless of purpose. This case law is hence fundamentally incompatible with fairness in machine learning. Second, we argue that the government-contracting cases offer an alternative grounding for algorithmic fairness, as these cases permit explicit and quantitative race-based remedies based on historical discrimination by the actor. Third, while limited, this doctrinal approach also guides the future of algorithmic fairness, mandating that adjustments be calibrated to the entity's responsibility for historical discrimination causing present-day disparities. The contractor cases provide a legally viable path for algorithmic fairness under current constitutional doctrine but call for more research at the intersection of algorithmic fairness and causal inference to ensure that bias mitigation is tailored to specific causes and mechanisms of bias.