论文标题
在平行趋势假设下识别和估计持续干预措施的效果
Identifying and estimating effects of sustained interventions under parallel trends assumptions
论文作者
论文摘要
公共卫生和医学上的许多研究问题都涉及由实质优先事项定义的人群的持续干预措施。回答此类问题的现有方法通常需要一个足以控制混杂的协变量集,这在观察性研究中可能值得怀疑。相反,差异差异取决于平行趋势的假设,从而允许某些类型的时间不变的未衡量混杂。但是,大多数现有的差异差异实现仅限于受限亚群中的点处理。我们得出了在平行趋势假设下持续治疗的人群影响的鉴定结果。特别是,在所有个人开始跟进的情况下,与感兴趣的治疗计划一致,但可能会在以后的时间偏离,而Robins的G-Formula版本则确定了在SUTVA,阳性和平行趋势下的干预特定平均值。我们基于反概率加权,结果回归以及基于目标最大似然的双重稳健估计器,开发一致的渐近正常估计器。仿真研究证实了理论结果并支持在现实样本量下使用所提出的估计器的使用。例如,这些方法用于估计假设的联邦居住秩序对2020年春季大流行期间全因死亡率的影响。
Many research questions in public health and medicine concern sustained interventions in populations defined by substantive priorities. Existing methods to answer such questions typically require a measured covariate set sufficient to control confounding, which can be questionable in observational studies. Differences-in-differences relies instead on the parallel trends assumption, allowing for some types of time-invariant unmeasured confounding. However, most existing difference-in-differences implementations are limited to point treatments in restricted subpopulations. We derive identification results for population effects of sustained treatments under parallel trends assumptions. In particular, in settings where all individuals begin follow-up with exposure status consistent with the treatment plan of interest but may deviate at later times, a version of Robins' g-formula identifies the intervention-specific mean under SUTVA, positivity, and parallel trends. We develop consistent asymptotically normal estimators based on inverse-probability weighting, outcome regression, and a double robust estimator based on targeted maximum likelihood. Simulation studies confirm theoretical results and support the use of the proposed estimators at realistic sample sizes. As an example, the methods are used to estimate the effect of a hypothetical federal stay-at-home order on all-cause mortality during the COVID-19 pandemic in spring 2020 in the United States.