论文标题

负责AI模式目录:AI治理和工程的最佳实践集合

Responsible AI Pattern Catalogue: A Collection of Best Practices for AI Governance and Engineering

论文作者

Lu, Qinghua, Zhu, Liming, Xu, Xiwei, Whittle, Jon, Zowghi, Didar, Jacquet, Aurelie

论文摘要

负责的AI被广泛认为是我们时代最大的科学挑战之一,并且是增加AI采用的关键。最近,已经发布了许多AI道德原则框架。但是,没有关于最佳实践的进一步指导,从业人员除了真实性之外没有什么。同样,在算法级而不是系统级的算法上也做出了重大努力,主要集中于数学不可融合的道德原则的子集,例如公平。然而,在开发生命周期的任何步骤中都可能出现道德问题,从而跨越了AI算法和模型以外的系统的许多AI和非AI组件。为了从系统的角度操作负责任的AI,在本文中,我们根据多局部文献综述(MLR)提出了负责任的AI模式目录。与其保持原则或算法级别,我们专注于AI系统利益相关者可以在实践中采取的模式,以确保在整个治理和工程生命周期中负责开发的AI系统负责。负责的AI模式分类将模式分为三组:多层治理模式,值得信赖的过程模式和负责任的逐设计产品模式。这些模式为利益相关者实施负责任的AI提供了系统性和可行的指导。

Responsible AI is widely considered as one of the greatest scientific challenges of our time and is key to increase the adoption of AI. Recently, a number of AI ethics principles frameworks have been published. However, without further guidance on best practices, practitioners are left with nothing much beyond truisms. Also, significant efforts have been placed at algorithm-level rather than system-level, mainly focusing on a subset of mathematics-amenable ethical principles, such as fairness. Nevertheless, ethical issues can arise at any step of the development lifecycle, cutting across many AI and non-AI components of systems beyond AI algorithms and models. To operationalize responsible AI from a system perspective, in this paper, we present a Responsible AI Pattern Catalogue based on the results of a Multivocal Literature Review (MLR). Rather than staying at the principle or algorithm level, we focus on patterns that AI system stakeholders can undertake in practice to ensure that the developed AI systems are responsible throughout the entire governance and engineering lifecycle. The Responsible AI Pattern Catalogue classifies the patterns into three groups: multi-level governance patterns, trustworthy process patterns, and responsible-AI-by-design product patterns. These patterns provide systematic and actionable guidance for stakeholders to implement responsible AI.

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